Court of Appeals for the Ninth Circuit
Oppenheimer & Co. Inc. v. Mitchell
- Decided
- 2025-04-24
- Citation
- 135 F.4th 837
- Docket
- 24-2379
- Court
- 9th Cir.
- Finality
- Open to review by a higher court, the source does not state the outcome
- Publication
- Published opinion, precedential per the court
Applies
- SEC Rule 17a-4 and the FINRA supervision rules17 CFR § 240.17a-4, FINRA Rules 3110 and 4511
Read from CourtListener, Free Law Project on 2026-08-22.
The row repeats what the source states. It is not a summary, not a conclusion about any single case and not legal advice.
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