Agent · dora-2022-2554-27

DORA artikel 27: Requirements for testers for the carrying out of TLPT

Structural tree: the article's own paragraphs, verbatim.

CELEX 32022R2554 · 2026-08-18 · Weight 86 · minimal-risk

ExtendedOperational weight but lower priority. Metered by volume, not per call, once metering is switched on.

DORAOfficial source

Inputs

• in_scopeThe article applies to the situationboolean
• punktParagraph of the articleenum (1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14)

Rule tree

1. If: alla(in_scope = true, punkt = 1)

   Paragraph 1 applies

   1. Financial entities shall only use testers for the carrying out of TLPT, that:

   Paragraph 1

2. If: alla(in_scope = true, punkt = 2)

   Paragraph 2 applies

   (a)

   Paragraph 2

3. If: alla(in_scope = true, punkt = 3)

   Paragraph 3 applies

   are of the highest suitability and reputability;

   Paragraph 3

4. If: alla(in_scope = true, punkt = 4)

   Paragraph 4 applies

   (b)

   Paragraph 4

5. If: alla(in_scope = true, punkt = 5)

   Paragraph 5 applies

   possess technical and organisational capabilities and demonstrate specific expertise in threat intelligence, penetration testing and red team testing;

   Paragraph 5

6. If: alla(in_scope = true, punkt = 6)

   Paragraph 6 applies

   (c)

   Paragraph 6

7. If: alla(in_scope = true, punkt = 7)

   Paragraph 7 applies

   are certified by an accreditation body in a Member State or adhere to formal codes of conduct or ethical frameworks;

   Paragraph 7

8. If: alla(in_scope = true, punkt = 8)

   Paragraph 8 applies

   (d)

   Paragraph 8

9. If: alla(in_scope = true, punkt = 9)

   Paragraph 9 applies

   provide an independent assurance, or an audit report, in relation to the sound management of risks associated with the carrying out of TLPT, including the due protection of the financial entity’s confidential information and redress for the business risks of the financial entity;

   Paragraph 9

10. If: alla(in_scope = true, punkt = 10)

    Paragraph 10 applies

    (e)

    Paragraph 10

11. If: alla(in_scope = true, punkt = 11)

    Paragraph 11 applies

    are duly and fully covered by relevant professional indemnity insurances, including against risks of misconduct and negligence.

    Paragraph 11

12. If: alla(in_scope = true, punkt = 12)

    Paragraph 12 applies

    2. When using internal testers, financial entities shall ensure that, in addition to the requirements in paragraph 1, the following conditions are met:

    Paragraph 12

13. If: alla(in_scope = true, punkt = 13)

    Paragraph 13 applies

    (a)

    Paragraph 13

14. If: alla(in_scope = true, punkt = 14)

    Paragraph 14 applies

    such use has been approved by the relevant competent authority or by the single public authority designated in accordance with Article 26(9) and (10);

    Paragraph 14

If no rule matches: The article is not stated to apply, or no paragraph is selected. The agent abstains rather than guesses.

The article text as read

1. 11. Financial entities shall only use testers for the carrying out of TLPT, that:
2. 2(a)
3. 3are of the highest suitability and reputability;
4. 4(b)
5. 5possess technical and organisational capabilities and demonstrate specific expertise in threat intelligence, penetration testing and red team testing;
6. 6(c)
7. 7are certified by an accreditation body in a Member State or adhere to formal codes of conduct or ethical frameworks;
8. 8(d)
9. 9provide an independent assurance, or an audit report, in relation to the sound management of risks associated with the carrying out of TLPT, including the due protection of the financial entity’s confidential information and redress for the business risks of the financial entity;
10. 10(e)
11. 11are duly and fully covered by relevant professional indemnity insurances, including against risks of misconduct and negligence.
12. 122. When using internal testers, financial entities shall ensure that, in addition to the requirements in paragraph 1, the following conditions are met:
13. 13(a)
14. 14such use has been approved by the relevant competent authority or by the single public authority designated in accordance with Article 26(9) and (10);

No legal advice. Deterministisk regeluppslagning. Ingen juridisk rådgivning, inget efterlevnadsbeslut, ingen bedömning av ett enskilt ärende.

Citation: 32022R2554 art. 27, Requirements for testers for the carrying out of TLPT. ExploreWorld Legal, https://legal.exploreworldai.com/agent/dora-2022-2554/artikel-27 (hämtad 2026-08-18, bevis sha256:0c0e367655d3a8b6, bygge legal-2026-08-25).