Compliance
Read the binding regulations and supervision first. That is where the controls in the plan come from.
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Reading order for the answer blocks
- 13. Secondary sources
- 26. Audit trail
- 32. Primary sources
- 41. Legal question
Combine with an industry
The role says in which order you read, the industry which rows are shown.
Open in the source engine
- 3. Secondary sources
- 6. Audit trail
Next step
Three ways to put the register to work in your own practice.
Start with your task
Litigation
Find support in a judgment
Search guiding decisions, see what became final and follow changes in the law.
In-house, deals
Map the rules in a transaction
Move from theme to act and on to the article that carries the duty.
Compliance
Assess the risk in a process
Risk scoring per legal area, with the sources behind every score.