AMLR, Artikkel 21, SE
1. Where an obliged entity is unable to comply with the requirement to apply customer due diligence measures laid down in Article 20(1), it shall refrain from carrying out a transaction or establishing a business relationship, and shall terminate the business relationship and consider reporting a suspicious transaction to the FIU in relation to the customer in accordance with Article 69.
The termination of a business relationship pursuant to the first subparagraph of this paragraph shall not prohibit the receipt of funds as defined in Article 4, point (25), of Directive (EU) 2015/2366 due to the obliged entity.
Where an obliged entity has a duty to protect its customer’s assets, the termination of the business relationship shall not be understood as requiring the disposal of the assets of the customer.
In the case of life insurance contracts, obliged entities shall, where necessary as an alternative measure to terminating the business relationship, refrain from performing transactions for the customer, including payouts to beneficiaries, until the customer due diligence measures laid down in Article 20(1) are complied with.
2. Paragraph 1 shall not apply to notaries, lawyers, other independent legal professionals, auditors, external accountants and tax advisors, to the extent that those persons ascertain the legal position of their client, or perform the task of defending or representing that client in, or concerning, judicial proceedings, including providing advice on instituting or avoiding such proceedings.
The first subparagraph shall not apply when the obliged entities referred to therein:
(a)
take part in money laundering, its predicate offences or terrorist financing;
(b)
provide legal advice for the purposes of money laundering, its predicate offences or terrorist financing; or
(c)
know that the client is seeking legal advice for the purposes of money laundering, its predicate offences or terrorist financing; knowledge or purpose may be inferred from objective factual circumstances.
3. Obliged entities shall keep record of the actions taken in order to comply with the requirement to apply customer due diligence measures, including records of the decisions taken and the relevant supporting documents and justifications. Documents, data or information held by the obliged entity shall be updated whenever the customer due diligence is reviewed pursuant to Article 26.
The obligation to keep records provided for in the first subparagraph of this paragraph shall also apply to situations where obliged entities refuse to enter into a business relationship, terminate a business relationship or apply alternative measures pursuant to paragraph 1.
Versjon: bf8380ee9140b4b7
SHA-256: sha256:bf8380ee9140b4b71a7bac59f34bbc5bc53cb1f5e9f0583525e37b68b81f9844
- Artikkel 1
- Artikkel 2
- Artikkel 3
- Artikkel 4
- Artikkel 5
- Artikkel 6
- Artikkel 7
- Artikkel 8
- Artikkel 9
- Artikkel 10
- Artikkel 11
- Artikkel 12
- Artikkel 13
- Artikkel 14
- Artikkel 15
- Artikkel 16
- Artikkel 17
- Artikkel 18
- Artikkel 19
- Artikkel 20
- Artikkel 22
- Artikkel 23
- Artikkel 24
- Artikkel 25
- Artikkel 26
- Artikkel 27
- Artikkel 28
- Artikkel 29
- Artikkel 30
- Artikkel 31
- Artikkel 32
- Artikkel 33
- Artikkel 34
- Artikkel 35
- Artikkel 36
- Artikkel 37
- Artikkel 38
- Artikkel 39
- Artikkel 40
- Artikkel 41
- Artikkel 42
- Artikkel 43
- Artikkel 44
- Artikkel 45
- Artikkel 46
- Artikkel 47
- Artikkel 48
- Artikkel 49
- Artikkel 50
- Artikkel 51
- Artikkel 52
- Artikkel 53
- Artikkel 54
- Artikkel 55
- Artikkel 56
- Artikkel 57
- Artikkel 58
- Artikkel 59
- Artikkel 60
- Artikkel 61
- Artikkel 62
- Artikkel 63
- Artikkel 64
- Artikkel 65
- Artikkel 66
- Artikkel 67
- Artikkel 68
- Artikkel 69
- Artikkel 70
- Artikkel 71
- Artikkel 72
- Artikkel 73
- Artikkel 74
- Artikkel 75
- Artikkel 76
- Artikkel 77
- Artikkel 78
- Artikkel 79
- Artikkel 80
- Artikkel 81
- Artikkel 82
- Artikkel 83
- Artikkel 84
- Artikkel 85
- Artikkel 86
- Artikkel 87
- Artikkel 88
- Artikkel 89
- Artikkel 90
Source: NovaCopilot