{"attribution":{"source":"legal.exploreworldai.com","canonical":"https://legal.exploreworldai.com/api/public/v1/case-kit?id=case_kit%3Aus%3Asec%3Amimecast-2024","cite_as":"NovaCopilot, legal.exploreworldai.com (https://legal.exploreworldai.com/api/public/v1/case-kit?id=case_kit%3Aus%3Asec%3Amimecast-2024)","license":"https://legal.exploreworldai.com/revision","version":"legal-2026-11-03","fingerprint":"ewai:us:b72c52","proof":"sha256:70518b34ded2586963dc0d952793fb1b39b238fd729c3d4d26f595f31b34ee97","jurisdiction":"us","lang":"en"},"brand_source":"Source: NovaCopilot","object_type":"case_kit","schema_version":"1","id":"case_kit:us:sec:mimecast-2024","jurisdiction":"us","regulation":{"key":"sec","title":"SEC reporting: Exchange Act §13(a) and Form 8-K Item 1.05","source":"https://www.govinfo.gov/content/pkg/USCODE-2023-title15/html/USCODE-2023-title15-chap2B-sec78m.htm","read_at":"2026-10-10"},"case":{"name":"Mimecast Limited","authority":"Securities and Exchange Commission","decided":"2024-10-22","amount_usd":990000,"summary":"Omitted material information about the nature of the code exfiltrated and the number of encrypted credentials accessed.","source_url":"https://www.sec.gov/newsroom/press-releases/2024-174"},"risk":{"level":"high","score":84,"max_statutory_usd":25000000,"rule":"log10(max sanction)*8 + min(decisions,6)*5, cap 100"},"obligations":[{"provision":"15 U.S.C. §78m(a)(2)","title":"Annual and quarterly reports","who":"SEC registrant","verbatim":true,"source":"https://www.govinfo.gov/content/pkg/USCODE-2023-title15/html/USCODE-2023-title15-chap2B-sec78m.htm"},{"provision":"Form 8-K Item 1.05(a)","title":"Disclose a material cybersecurity incident","who":"SEC registrant","verbatim":true,"source":"https://www.federalregister.gov/documents/2023/08/04/2023-16194/cybersecurity-risk-management-strategy-governance-and-incident-disclosure"}],"required_actions":[{"action":"Filing calendar by filer status","evidence":"filing-calendar"},{"action":"Sub-certifications supporting CEO and CFO certifications","evidence":"sub-certifications"},{"action":"Security incident escalation to disclosure counsel","evidence":"incident-escalation-log"},{"action":"Item 1.05 drafting template and amendment tracker","evidence":"8k-draft-and-amendment-log"}],"deadlines":[{"label":"Form 8-K Item 1.05 after materiality determination","business_days":4,"provision":"Form 8-K General Instruction B.1","source":"https://www.federalregister.gov/documents/2023/08/04/2023-16194/cybersecurity-risk-management-strategy-governance-and-incident-disclosure"},{"label":"Item 1.05 effective","date":"2023-12-18","provision":"Release 33-11216","source":"https://www.federalregister.gov/documents/2023/08/04/2023-16194/cybersecurity-risk-management-strategy-governance-and-incident-disclosure"},{"label":"10-K, large accelerated filer, after fiscal year end","days":60,"provision":"Form 10-K General Instruction A","source":"https://www.sec.gov/files/form10-k.pdf"},{"label":"10-K, non-accelerated filer","days":90,"provision":"Form 10-K General Instruction A","source":"https://www.sec.gov/files/form10-k.pdf"},{"label":"10-Q, accelerated filers, after quarter end","days":40,"provision":"Form 10-Q General Instruction A","source":"https://www.sec.gov/files/form10-q.pdf"}],"outcome":{"this_case":{"monetary":true,"amount_usd":990000},"regulation":{"status":"ok","decisions":5,"with_monetary_penalty":5,"share_monetary":1,"median_usd":995000,"max_usd":4000000,"latest":"2024-10-22"}},"sanctions":[{"type":"civil_penalty","provision":"Exchange Act §21B(b), 15 U.S.C. §78u-2(b)","max_usd":500000,"source":"https://www.govinfo.gov/content/pkg/USCODE-2023-title15/html/USCODE-2023-title15-chap2B-sec78u-2.htm"},{"type":"criminal","provision":"Exchange Act §32(a), 15 U.S.C. §78ff(a)","max_usd":25000000,"source":"https://www.govinfo.gov/content/pkg/USCODE-2023-title15/html/USCODE-2023-title15-chap2B-sec78ff.htm"}],"sources":["https://www.federalregister.gov/documents/2023/08/04/2023-16194/cybersecurity-risk-management-strategy-governance-and-incident-disclosure","https://www.govinfo.gov/content/pkg/USCODE-2023-title15/html/USCODE-2023-title15-chap2B-sec78m.htm","https://www.sec.gov/newsroom/press-releases/2024-174"],"sha256":"11727ceb8c6d8af4071b0340a57eed7582a28625940a0a33e6f3fd29f47ef6c6","url":"https://legal.exploreworldai.com/api/public/v1/case-kit?id=case_kit%3Aus%3Asec%3Amimecast-2024","hash":"sha256:70518b34ded2586963dc0d952793fb1b39b238fd729c3d4d26f595f31b34ee97","version":"legal-2026-11-03","expires":"2026-11-06T00:00:00.000Z","dependency":{"index_version":"legal-2026-11-03+legal-2026-11-03+2026-11-03T08:46:54","content_hash":"sha256:70518b34ded2586963dc0d952793fb1b39b238fd729c3d4d26f595f31b34ee97","revalidate_after":"2026-11-03T11:39:35.728Z","max_copy_age_seconds":3600,"policy":"revalidate-required; attribution-preferred","changelog":"https://legal.exploreworldai.com/api/public/v1/dependency","verify":"https://legal.exploreworldai.com/api/public/v1/verify","stale_copy_invalid":true},"canonical":"https://legal.exploreworldai.com/api/public/v1/case-kit?id=case_kit%3Aus%3Asec%3Amimecast-2024","disclaimer":"Source reference with official identifier. Not legal advice and not a compliance decision.","content_notice":{"legal_advice":false,"nature":"Source register. Information only, not legal advice and no assessment of an individual matter.","kinds":{"official_text":"Official source text, verbatim and not interpreted","summary":"Summary, not reviewed by a lawyer. Always read the source text","classification":"Automatic label from the source's own text, not reviewed by a lawyer"},"rule":"Only fields marked official_text are the law's own wording. Everything else points to it.","report_error":"https://legal.exploreworldai.com/api/public/v1/corrections","ai_act_declaration":"https://legal.exploreworldai.com/api/public/v1/ai-act-declaration"},"usageInfo":"https://legal.exploreworldai.com/citering","withheld":{"relations":4},"access":{"status":"partner_key_required","header":"x-partner-key","contact":"https://legal.exploreworldai.com/kontakt","note":"Facts and counts are public. Relationships and decision paths stay inside NovaCopilot."},"access_class":"relationship","access_view":"public","freshness":{"freshness_class":"live","as_of":"2026-11-03T10:39:36.128Z","valid_for":3600,"recheck":"https://legal.exploreworldai.com/api/public/v1/case-kit?id=case_kit%3Aus%3Asec%3Amimecast-2024","note":"Kontrollera mot recheck efter valid_for sekunder. If-None-Match ger 304 när inget ändrats.","tokens":1822}}